Compliance Officer - GIFT City Investment Fund
xponentiate
- Gandhinagar, Gujarat
- Permanent
- Full-time
- 25% of the fund will be allocated to investments in the global MedTech market.
- 75% will focus on the Indian healthcare sector, including hospitals, pharmaceuticals, medtech, and other related areas.
- Develop, implement, and monitor the fund’s compliance policies, procedures, and controls.
- Ensure the fund’s strict adherence to IFSCA, SEBI, RBI, and SEZ guidelines and all applicable regulatory frameworks.
- Manage AML/KYC requirements, periodic regulatory filings, reports, and investor complaint resolutions.
- Liaise with regulators and external auditors, handling audits, inspections, and correspondence.
- Regularly update the board and senior management on regulatory changes and compliance matters.
- Maintain thorough documentation and up-to-date compliance records.
- Conduct staff training and promote a culture of compliance within the organization.
- Identify, assess, and mitigate potential regulatory risks to the business.
- Professional degree or postgraduate in finance, law, accountancy, business management, commerce, economics, capital market, banking, insurance, actuarial science, or equivalent recognized qualification.
- At least 5 years' relevant experience in compliance, legal, risk management, or related roles in financial services or asset management.
- Sound knowledge of regulatory frameworks concerning funds and asset managers.
- Strong attention to detail, analytical skills, and process orientation.
- Prior experience with SEBI/IFSCA/RBI submissions, audits, and regulatory inspections preferred.
- Meets “fit and proper” person criteria.
- Willingness to be physically based in GIFT City.