Compliance Officer

• Ensure compliance with GIFT City IFSCA and SEBI AIF regulations and spearhead compliance and risk management activities at the GIFT City office.
• Develop infrastructure, systems, and processes to meet compliance requirements for the GIFT City office.

• Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management.
• Should keep abreast with the latest regulatory changes/requirements and adhere to such requirements especially related to the SEZ Act and SEBI AIF IFSC Guidelines
• Responsible for assisting and managing the compliance and operations activities
• Liaison and deal with auditors and regulators from time to time
• Should prepare quarterly compliance reports to the Board and regulators
• Responsible for building infra, and systems & process and Maintaining all statutory registers and secretarial records
• Should have good drafting skills with an understanding of AIF business
• Assisting in the maintenance of all documents about the receipt of investment by AIF & reporting by AIF to its Trustee, contributors, and regulators
• Maintain relationships with internal and external stakeholders.
• Should have experience in handling statutory filings and submissions for renewal of registration cum Membership Certificate, coordinating for renewal of the lease, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking
• Apply for various funds and licenses, as per the organization’s requirement

• Strong knowledge of regulatory requirements for financial services.
• Effective communication and interpersonal skills.
• Ability to work independently and manage multiple tasks.
• Proficiency in using compliance software and tools.

SKS Enterpprises