Regulatory Reporting – Associate
- Bangalore, Karnataka
- Permanent
- Full-time
- Regulatory Reporting is responsible for establishing and maintaining control frameworks designed to manage regulatory - monitoring, surveillance, compliance, transaction monitoring and screening.
- As a Regulatory Reporting team member, you will be responsible for managing daily reporting tasks and remediation activities.
- Best in class leave policy.
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
- Participate in change and BAU activities.
- Perform daily reviews of exceptions within the SLAs.
- Ensure accurate investigation and timely escalations.
- Identify opportunities to create efficiency in the current process.
- Liaise with internal stakeholders for issue resolutions
- Participate in new system implementation and projects
- Review and update KOP’s, SOP’s etc.
- Keep track and maintain issue Jira’s
- Prepare daily, weekly, and monthly MI.
- Understanding of Transaction Reporting, Post Trade Reporting and Regulatory reporting framework
- Knowledge of Non-Financial Regulations. EMIR Refit & MiFID is a priority.
- Knowledge of Jira application
- Knowledge of Derivatives products
- Business Intelligence Skills (good to have) – Alteryx, Tableau, SQL etc.
- Need to be aware and have and understanding of market, financial institutions, operations errors and risks.
- Must exhibit strong partnership skills.
- Team player, highly motivated, problem solver
- Inquisitive and analytical
- Strong communication skills
- Bachelors’ degree
- Training and development to help you excel in your career.
- Coaching and support from experts in your team.
- A culture of continuous learning to aid progression.
- A range of flexible benefits that you can tailor to suit your needs.