Deputy Manager (Listing Compliance)

• Ensure timely dissemination of announcements by listed companies

• Monitor and manage quarterly & ongoing compliance

• Initiate actions like suspension / de-listing for non-compliance

• Scrutinize and verify compliance documents as per checklist

• Seek clarifications and ensure document accuracy & consistency

• Upload financial results & compliance data on exchange platforms

• Handle corporate actions (Ex-date, stock split, name/symbol change)

• Draft and issue approval notes, show cause & non-compliance letters

• Coordinate waiver committee meetings & regulatory actions

• Monitor suspended companies and recommend revocation

• Manage de-listing process including document verification & approvals

• Implement SEBI guidelines (fines, promoter freezing, etc.)

• Prepare reports, XBRL filings, and system updates

• Build relationships with listed companies & mutual funds

• Stay updated on regulatory changes and compliance norms

• Qualification: CS / LLB (Capital market certification)

• Experience in compliance / listing / capital markets domain

• Strong knowledge of SEBI regulations & LODR

• Understanding of listing agreement & corporate compliance

• Experience in document scrutiny and regulatory processes

• Familiarity with corporate actions & exchange operations

Master Mind Consultancy