Sr. Manager/AVP- Risk Management
Vitasta Consulting View all jobs
- Mumbai, Maharashtra
- Permanent
- Full-time
to market, credit liquidity, operational etc. In this role, one should be highly perceptive and methodical, should
have the ability to communicate effectively. Support the CRO to ensure that the company adheres to the SEBI risk
management framework and other regulatory guidelines issued from time to time.KEY RESPONSIBILITIES AND ACCOUNTABILITIES OF THE ROLEThe person will be responsible for:-Investment Risk Management: Investment limit monitoring
Liquidity risk monitoring
Credit risk monitoring
Implementation and testing of investment limits in the front office system
Dealing room controls testing and monitoring
Data analytics related to Risk Management committees, regulatory mandates, etc.Enterprise risk Management: Implementation of SEBI Risk Management Framework
Development, implementation & monitoring of enterprise- wide risk management and internal control
framework basis 3 line of defense governance structure.
Frame Policies & Processes for various elements of Risk at enterprise Level.
Internal Control Framework - process level & entity level controls (PLC & ELC)
Risk and Control Self-Assessment (RCSA) across organisation and reporting the updated heat map to
RMCE & RMCB.
Monitor Operational Risk, review incidents or operational losses, conduct root cause analysis, and take up
for process/ control enhancements.
Supporting functional CXOs and CRO in the development, deployment and operation of the Operational
Risk Management policy and procedure.
Assisting in review of policies and process with function owners
Preparing agenda and minutes for various committees like Risk Management Committee of Executive &
Board, etc.Internal Audit: Ensure comprehensive, latest and risk based internal audit scope. Appointment / reappointment of
auditors etc, on time by the Board & Audit Committee.
Ensure reports are closed on time along with previous ATRs
Preparing Internal Audit scope and Audit calendar for Mutual Fund and AMC