Fund Servicing
JPMorgan Chase
- Mumbai, Maharashtra
- Permanent
- Full-time
- Reviews rules setup by other analysts & acts as a control point toward achieving that the rule is working as per client requirement.
- Ensure the setup of rules are in line with regulatory requirements including the 1940 Act & UCITS
- Able to interpret regulatory changes if any and accordingly provide functional input to make necessary changes to any existing rules.
- Act as a change agent and provide technical expertise to key projects/initiatives in the compliance reporting function.
- Act as a key linkage point with the OSD teams & other stakeholders including audit. Is able to provide an e2e view of the rule coded, whether it is working properly and resultant breaches if any.
- Providing innovative solutions to client requirements (including coding the Compliance Reporting application) in sync with optimization of the rule library in place.
- Is able to appreciate specific client nuances successfully and provide an appropriate & optimal solution to meet objectives.
- Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.
- Scope client requirements against that of the system and perform maintenance to the client's account.
- Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.
- Keep upto date with industry practice, product development and evolving regulations.
- Concentrate on problem-solving technical and involved requests for clients across the globe, as part of discrete implementations of new business.
- Interpreting investment mandates to identify "rules"
- Agreeing reporting criteria with the OSD teams
- Coding identified and agreed "rules" within the Compliance Reporting application
- Logical, problem-solving, technical person would be ideally suited.
- Regularly communicate with the Ops and OSD teams (over the phone and electronically) discussing potential breaches on the investment mandates relating to assigned funds.
- Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients.
- Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) advantageous but not essential.
- Qualification involving financial instruments beneficial.
- The successful candidate would have at least two of the following key attributes, demonstrated by suitable experience:
- Strong client servicing experience
- Coding or report writing experience, ideally with logic-based database systems
- Excellent financial market and instrument knowledge
- Compliance reporting product knowledge
- All candidates must have:
- Excellent written and verbal communication
- Strong analytical, organisational and problem solving skills
- PC literacy, especially in Microsoft® Excel