Surveillance Analyst Compliance
Deutsche Bank
- Bangalore, Karnataka
- Permanent
- Full-time
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
- Be part of the Birmingham compliance surveillance team and acting as a conduit between London and Birmingham based teams whilst understanding high-complex processes, including making judgment calls which require strong interpretation skills
- Performing the review and investigation of surveillance alerts and escalations in a timely manner, taking any necessary action for Trading, Communications and Information Barriers Surveillance, ensuring consistent delivery & service levels are maintained
- Reviewing and opining on alerts; Trading, emails and other communications (i.e., voice) for potential breaches of laws, regulations and internal policies
- Developing methodologies to identify, monitor and test areas of compliance risk whilst building and fostering close relationships with stakeholders
- Working with Compliance Information Technology in the preparation and User Acceptance Testing of new models, amendments to existing to ensure effectiveness and coverage of alerts
- Specific surveillance, trading or middle office experience covering a variety of financial products is beneficial
- Compliance/regulatory experience would be beneficial
- An ability to manage to deadlines and ensuring adherence to regulatory/audit requirements
- Excellent presentation skills, both oral and written
- The ability to explain complex concepts in simple and easy to understand way
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs