DeliverablesDepository Participant Operation Audit:Conduct comprehensive audits of depository participant operations.Evaluate the effectiveness of controls and compliance with regulatory requirements.Custody Operation Audit:Perform audits of custody operations to ensure proper management and safeguarding of assets.Assess the accuracy and completeness of custody records and processes.Half-Yearly Audit of Exchanges:Lead and execute half-yearly audits of exchanges.Identify and report on areas of non-compliance and recommend corrective actions.Settlement Operations Audit:Audit settlement operations to ensure timely and accurate settlement of transactions.Review and evaluate the effectiveness of settlement procedures and controls.Banking Operations within AMC Audit:Conduct audits of banking operations within the AMC division.Ensure compliance with internal policies and regulatory requirements.Payin and Payout Process Audit:Audit the payin and payout processes of security and fund transfers of exchanges.Verify the accuracy and timeliness of transactions and related documentation.le RequirementsEducational Qualifications: CAMinimum 8+ years of experience with 4/5 year experience in a AMC Audit backgroundStrong understanding of depository participant operations, custody operations, settlement processes, and banking operations within AMC.Knowledge of regulatory requirements related to exchanges and financial transactionsDomain Knowledge: Audit in AMC Industry
