RCU Regional Manager-HO & SUPPORT-Internal Control
- Mumbai, Maharashtra
- Permanent
- Full-time
- Non Fraud UEs Investigation and Closure
- Review of PSV reports conducted by RCU - RPMs and negative findings of Flash Visits/branches for EWS
- Investigation on EWS sent by the Central RCU HO Function
- Review of RCU - RPMs
- Periodic review with AMs/RBMs on findings and red alert branches
- Adherence to calendar of flash visits and PSVs of RCU -RPMs
- RL control report reverts, transaction monitoring alerts, AML Alerts - Review of Quality of Responses
- Branch Visit - once a year or as per EWS on branch - 2 day visit
- Responses to RL Control Reports assigned to the RCU - RRM
- Supervision of Account Opening sampling of data for RCU
- Liaison with legal & other govt. enforcement agencies, as and when required
- Closure & Quality of PSVs of RCU-RPMs
- Concurrent Audit Observations and IAD Audit Ratings
- AML alerts and RL Control Report reverts
- Continuous Monitoring outcome
- Effectiveness of control in the branches in terms of tracking control items - especially Suspense Account Monitoring
- Operations and Process Control Scorecard
- Number of Unusual Events coming out of the branches and their closures
- Non Fraud UEs Investigation and Closure
- Review of PSV reports conducted by RCU - RPMs and negative findings of Flash Visits/branches for EWS
- Investigation on EWS sent by the Central RCU HO Function
- Review of RCU - RPMs
- Periodic review with AMs/RBMs on findings and red alert branches
- Adherence to calendar of flash visits and PSVs of RCU -RPMs
- RL control report reverts, transaction monitoring alerts, AML Alerts - Review of Quality of Responses
- Branch Visit - once a year or as per EWS on branch - 2 day visit
- Responses to RL Control Reports assigned to the RCU - RRM
- Supervision of Account Opening sampling of data for RCU
- Liaison with legal & other govt. enforcement agencies, as and when required