FTC - Senior Analyst - GCSS Operations
- Gurgaon, Haryana
- Contract
- Full-time
The primary function of the role is to support the business requirements for KYC (Know your client) and ASL (Authorised Signatory List) processes and to extend support to compliance officers. Working with a range of stakeholders, the candidate will be responsible for identifying and documenting review needs. The role will be working as part of an expanding vertical within GC Shared Services, partnering with businesses and key stakeholders from KYC and compliance teams across different FIL global entities to deliver the desired business outcomes. Collaborative operating style with a focus on working together with others to achieve great outcomes for the business will be a key.About you
- Manage day-to-day KYC team operations, providing guidance and support.
- Conduct periodic reviews and updates of KYC policies and procedures to address regulatory changes and emerging risks.
- Maintain and enhance the compliance framework for regulated activities.
- Ensure the delivery of regular compliance audits and timely regulatory submissions.
- Prepare and distribute compliance reports, including Errors, Complaints & Breaches logs.
- Support AML/KYC procedures and oversee new business acceptance processes.
- Prepare and present reports at Board Meetings as required.
- Collaborate with cross-functional teams to ensure alignment in KYC processes.
- Establish best practices and standard operating procedures for KYC that comply with industry standards.
- Manage KYC requests, acting as the liaison between external organisations and internal stakeholders.
- Provide support for business, operational, and regulatory change projects.
- Maintain and manage stakeholder relationships, including global Company Secretaries.
- Ensure adherence to the FIL Code of Ethics.
- Manage and prioritise requests received via the team mailbox.
- Develop and deliver regular reports containing KYC statistics.
- Assist in streamlining existing processes and supporting ongoing projects and system enhancements.
- Bachelor’s degree in finance, business, law or a related field. Master’s degree or professional certification preferred.
- Minimum of 3 years of experience in KYC compliance within the financial services industry with a proven track record of progressively increasing responsibility.
- Ability to adapt to changes and manage multiple priorities effectively.
- Experience or knowledge in General Counsel functions, Risk/Compliance, and AML/KYC regulations is advantageous.
- In-depth knowledge of AML, KYC and other relevant regulatory requirements on a global scale.
- Strong leadership and managerial skills with the ability to motivate and develop a high performing team.
- Excellent communication and interpersonal skills, with the ability to collaborate effectively with internal and external stakeholders.
- Analytical mindset with the ability to assess complex situations, identify risks and develop practical solutions effective at a global level.
- Proven ability to navigate and adapt to a fast-paced, dynamic work environment.