Control Manager_Associate
JPMorgan Chase
- Bangalore, Karnataka
- Permanent
- Full-time
- Monitor compliance of policies and procedures relative to operational and regulatory risk exposure
- Evaluate and perform an end-to-end analysis of the WLS / CB program's risk and control environment to
- Assess the environment,
- identify significant gaps and weaknesses in the control environment,
- Build and implement the risk management strategies for the gaps & weaknesses identified.
- Design and implement controls that are designed effectively and operate efficiently.
- Build a system of smart/ automated preventive controls to proactively manage risk.
- Implement change management protocols that addresses change, program and operational risk.
- Build/ Establish Key Risk Indicator framework to ensure appropriateness of Metrics and KPIs
- Perform reviews and deep dives into
- Emerging risk areas and
- Transitions and Migrations to provide holistic and meaningful solutions for risk mitigation & process improvement
- Development and document Control & Operational Risk Evaluation mapping through participation in end-to-end process walkthroughs and deep dives with program/project managers
- Drive in building a proactive Risk culture and conduct training and awareness around risk management and mitigation (transaction life cycle, risk reporting, SOX, etc.)
- Establish and reinforce control governance and reporting
- Liaise effectively with stakeholders, internal and external auditors, 2LOD, Corporate Centre controls and regulators & drive conversations related to issues and MRAs identified.
- Knowledge of investment banking products
- Bachelor's Degree with a minimum 8+ years relevant Banking and Financial Services experience
- Lean/ Six Sigma knowledge and experience will be an added advantage
- Experience end to end risk management life cycle including:
- Knowledge of Risk Management Tools
- Designing and implementing controls across multiple teams and locations
- Performing risk assessments
- Issue management and Issue validation
- Risk Reporting and Dashboarding