Compliance Assistant Manager
- Chennai, Tamil Nadu
- Permanent
- Full-time
- Assist in conducting process reviews and identifying gaps in risk and compliance controls
- Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability
- Support the preparation and maintenance of compliance-related documentation and internal policies
- Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
- Conduct riskโbased internal audits to evaluate control effectiveness and risk exposure across functions
- Track and follow up on remediation actions to ensure audit issues are resolved promptly
- Coordinate with auditors during internal and regulatory audits
- General understanding of process review, risk and compliance requirements in finance company
- Quick learner with a proactive approach to regulatory changes
- Understanding of RBI regulations for NBFC or banking Industry could be an add on
- Hands-on with compliance monitoring tools and Excel-based reporting
- Must have good communication skills (verbal and written)
- Must have strong knowledge of MS Excel and MS Office
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