Investor and Issuer Services (IIS) Regulatory Reporting Senior Analyst – AVP

Citigroup View all jobs

  • Pune, Maharashtra
  • Permanent
  • Full-time
  • 7 days ago
About the RoleWe are seeking a motivated and detail-oriented candidate to join our Non-Financial Regulatory Reporting team within the Services area. This role sits at the intersection of regulatory compliance, data management, and financial services operations, with the focus on three core business lines: Issuer Services, Custody Services, and Funds Services.The successful candidate will support the end-to-end preparation, validation, and submission of non-financial regulatory reports, ensuring full compliance with applicable regulatory frameworks across multiple jurisdictions. This is an excellent opportunity for a driven individual looking to build a career in regulatory reporting within a dynamic and globally connected financial services environment.You will work within a dedicated regulatory reporting team, collaborating closely with Operations, Compliance, Legal, Technology, and Business stakeholders. The role requires a strong understanding of the regulatory landscape as well as supported business lines.You will be responsible for supporting the accurate and timely delivery of non-financial regulatory reports to relevant regulatory bodies, internal governance committees, or other Citi teams responsible for reports submission to the regulator.The role demands a high degree of analytical rigor, attention to detail, and the ability to manage multiple reporting deadlines simultaneously.Role Location: India, PuneResponsibilities:Regulatory Reporting & Compliance
  • Support the preparation, review, and timely submission of non-financial regulatory reports.
  • Ensure all reports comply with applicable regulatory requirements, including but not limited to those mandated by local and international regulatory authorities, and other relevant bodies.
  • Monitor regulatory developments and assess their impact on existing reporting obligations across the covered business lines.
  • Assist in the interpretation and implementation of new or amended regulatory reporting requirements.
Data Management & Quality Assurance
  • Collect, validate, and reconcile data from multiple internal systems and sources to support accurate regulatory submissions.
  • Perform data quality checks and root cause analysis on data discrepancies, escalating issues as appropriate.
  • Maintain comprehensive and audit-ready documentation for all regulatory submissions, including data lineage and supporting evidence.
  • Assist in the development and maintenance of data controls and quality frameworks.
Stakeholder Engagement & Governance
  • Liaise with internal stakeholders including Operations, Compliance, Legal, Risk, and Technology teams to gather required information and resolve reporting queries.
  • Participate in internal governance meetings and working groups related to regulatory reporting.
  • Assist in the preparation of management information packs and dashboards for senior leadership and governance committees.
  • Support internal and external audit processes by providing documentation and responding to queries related to regulatory submissions.
Process Improvement & Controls
  • Identify opportunities to enhance reporting processes, improve efficiency, and strengthen controls.
  • Assist in the documentation and maintenance of standard operating procedures (SOPs) and process maps for all regulatory reporting activities.
  • Support the implementation of technology and automation solutions to streamline reporting workflows.
  • Contribute to the testing and validation of system changes that impact regulatory reporting outputs.
Qualifications:Experience
  • 5-8 years of experience in financial services, preferably within regulatory reporting, compliance, operations, or audit.
  • Prior exposure to Issuer Services, Custody, or Fund Administration environment is highly desirable.
  • Experience working with regulatory frameworks such as EMIR, MiFID II, AIFMD, UCITS, CASS, or equivalent is a plus.
Technical Skills
  • Proficiency in Microsoft Office Suite, particularly Excel (pivot tables, VLOOKUP, data validation) and PowerPoint.
  • Familiarity with data management tools, reporting platforms, or business intelligence tools is an advantage.
  • Exposure to regulatory reporting systems or financial data platforms is beneficial.
Regulatory & Domain Knowledge
  • Working knowledge of non-financial regulatory reporting obligations within the financial services industry.
  • Understanding of securities markets, and/or fund structures.
  • Awareness of key regulatory bodies and frameworks relevant to Issuer and Investor Services.
Core Competencies
  • Analytical Thinking: Ability to interpret complex regulatory requirements and translate them into actionable reporting tasks.
  • Attention to Detail: High degree of accuracy in data handling, report preparation, and documentation.
  • Communication: Strong written and verbal communication skills, with the ability to present findings clearly to both technical and non-technical audiences.
  • Time Management: Ability to manage multiple priorities and meet strict regulatory deadlines in a fast-paced environment.
  • Collaboration: Team-oriented mindset with the ability to work effectively across cross-functional teams and geographies.
  • Integrity & Professionalism: Commitment to ethical conduct, confidentiality, and regulatory compliance.
  • Adaptability: Willingness to learn and adapt to evolving regulatory requirements and business changes.
Education:
  • Bachelor's degree (or equivalent), preferably in Finance, Accounting, Economics, Business Administration, Law, or a related discipline
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.Job Family Group: Operations - Transaction ServicesJob Family: Cash ManagementTime Type: Full timeMost Relevant Skills Please see the requirements listed above.Other Relevant Skills For complementary skills, please see above and/or contact the recruiter.Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review .View Citi’s and the poster.

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