Transaction Monitoring Analyst
IDFC FIRST Bank
- Mumbai, Maharashtra
- Permanent
- Full-time
- Support all business operations relating to compliance including policies, investments, and procedures
- Monitor control systems to deal with violations of legal rules and internal policies
- Regularly assess the efficiency of control systems and recommend effective improvements
- Assist in performing periodic audits on company procedures and processes, maintain and organize compliance records
- Implement compliance checklists, manuals and other regulatory documentation
- Prepare compliance reports by collecting, analyzing, and summarizing information
- Keep other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines
- Support investigations when possible non-compliance takes place within the bank
- Facilitate employee training sessions on legal and compliance issues
- Respond to all compliance queries, maintain effective relationships with other departments
- Leverage in-house synergies through collaboration with internal stakeholders
- Keep abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control