GBM - Public Dept-Bengaluru-Analyst-Operational Risk
- Bangalore, Karnataka
- Permanent
- Full-time
- Design pre-trade and trade business controls for new regulatory implementation and tools supporting supervision framework.
- Support systematic pre-trade and post-trade control design, workflows and processes implementation with Engineering.
- Develop subject matter expertise on business controls and support coverage to effectively investigate and remediate business control issues that arise
- Build relationships with Sales/Trading, Engineering, Compliance, Legal and Operations globally to improve First Line control suite on an ongoing basis.
- Formulate, develop and document control requirements and logics.
- Contribute to strategic initiatives to streamline control design, workflows and processes across obligations
- Analyze data and trends and identify enhancements to existing controls to improve control effectiveness.
- Participate in cross-functional working groups, drive discussions of supervisory and control solutions, and achieve consensus.
- Train impacted Sales/Traders on controls tooling.
- Bachelor's degree
- 1-3 years of relevant work experience with specific knowledge of front office supervisory framework or exposure to regulatory implementation.
- Good understanding of risk & controls framework across Trading & Sales businesses
- Good understanding of securities markets, derivative products and Sales & Trading functions and ability to build relationships with sales / trading personnel
- Prior exposure to regulatory trading obligations
- Ability to work with key stakeholders to define and clarify obligation requirements and demonstrate comprehension of business logic
- Ability to prioritize and meet simultaneous competing demands and a passion for a drive to deliver in a rapidly changing environment
- Strong project management/organizational skills and attention to detail; ability to handle a fast-paced environment; articulate influentially.
- Ability to identify and articulate complex issues to a diverse group of stakeholders, propose mitigates/solutions and escalate appropriately
- Expert in translating and analyzing data to perform root cause / trending / impact analyses to drive decision making.
- Experience in process redesign and executing strategic concepts from inception to implementation
- Experience with data blending and data visualization software such as Alteryx, Tableau, QlikView, Power BI, is desirable but not required