Team Leader CIC Compliance Due Diligence

Standard Chartered

  • India
  • Permanent
  • Full-time
  • 1 month ago
About Standard CharteredWe are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.To us, good performance is about much more than turning a profit. It%27s about showing how you emb

About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. It%27s about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good. We%27re committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base. The Role Responsibilities Source client data from Internet. Intranet and bespoke data providers/GAM/CCMG teams as required. Customized research activity needs to be undertaken for different client segments - the same should be validated for on boarding clients through the process of raising CDD profiles. Put in place CDD on a timely basis in accordance with agreed standards. Put in place CDD documentation/eCDD records for OCC Customers on direction from GAM teams. Obtain any missing client documentation by follow-up with GAM/CCMG. Escalation of issues on profile production to CDD Checker/Supervisor/Manager. Liaise with GAM teams to establish appropriate GAM, source documentation, record and obtain sign offs from GAMs/CRC. Plan/prioritize and track CDD review workload to ensure timely delivery. Maintain CDD database in respect of OCC Customers. Cross train other team members to provide intra team resource cover Understand and comply with all relevant policies and procedures issued by the Group/CIC FCC. Our Ideal Candidate 2/3 years experience in Financial Services Industry. Basic understanding of financial services and its various underlying products desirable. Needs to have an excellent understanding of sourcing information from various datasources, and in several cases utilizing financial reports, and audited statements for such purposes. Should have a keen eye for detail and needs to present his/her case accurately. Previous experience in use of datasources will be ideal. Basic experience in AML domain would be an added advantage. Written and spoken English needs to be at par with business standards considering the amount of interaction required primarily through written communication. Problem Solving Skills - ability to think Out of the Box and independently work around issues that arise from time to time. Language skills (other than English/other Indian languages) a plus but not mandatory for the required role. Knowledge of the CDD/eCDD systems and processes and of the different requirements of certain countries will be an added advantage. Leadership experience preferred. Apply now to join the Bank for those with big career ambitions. To view information on our benefits including our flexible working please visit our . We welcome conversations on flexible working.

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