Regulatory Compliance - Wholesale Banking

The key responsibilities would include the following:

Reviewing select credit proposals which goes into Credit Committee (Level E2) and bringing out any regulatory inconsistencies.
Reviewing credit related Policies, processes and notes. It involves giving feedbacks and advice to ensure the bank processes are comprehensive and compliant with regulatory guidelines.
Supporting business/credit function of the bank by giving advisory on all credit and lending related matters from Compliance Perspective.
Advising Credit monitoring team on various matters including CRILC reporting, LDS, Regulatory Returns etc.. including EWS parameters
Advising Fraud Monitoring Group including RFA and Fraud Reporting
Carrying out testing and monitoring of regulatory risk areas of credit to ensure compliance with RBI guidelines.
Getting involved in implementation of new circular at Bank level on all credit and lending related matters.
Assisting the team during the time of RBI Audit by co-ordinating and collaborating with stakeholders to provide information and details requested by RBI.
Resolving the points raised by RBI in inspection reports including conducting root cause analysis for regulatory violations.