Distance Education Institute - IIMT Studies - Ahmadabad, Gujarat
QUALIFICATION Post Graduation - MBA/PGDM (Finance ) School & Graduation - Any Graduate SPECIALIZATION Audit & Risk JOB FUNCTION Accounting.../Tax/Company Secretary/Audit INDUSTRY Financial Services/Stockbroking VACANCIES 1 Job Posted on: 08 May, 2012 Job ID: 50618767...
Head - Compliance, Legal & Audit
ATS Services - Mumbai, Maharashtra
- Create and manage the entire compliance framework - RBI interface, managing queries and regular reporting - Pivotal role in RBI audit... - Manage KYC, AML related compliance - Handling Risk assessment on various compliance issues and providing suitable solutions to control - Internal...
Signature Staff India Pvt Ltd - India
the designated area and achieving the targets and sub targets. Obtaining proper documentation with KYC requirements from the customers.2... with regionaloperations hub team.16. Facilitating the audit requirements of various departments.17. In case of Commodity finance, coordination with the Collateral...
Signature Staff India Pvt Ltd - India
the designated area and achieving the targets and sub targets. Obtaining proper documentation with KYC requirements from the customers.2... with regionaloperations hub team.16. Facilitating the audit requirements of various departments.17. In case of Commodity finance, coordination with the Collateral...
, Inventories etc.) • Assist the on-ground Audit team with research • Review / investigate all information acquired from pro-active suspicious activity...: Banking, Insurance Role Category: Stock Broking Role: Analyst Keyskills: Research, KYC, Anti - Money Laundering Desired Candidate Profile...
Premium Aquisition Manager - Leading Bank
CAREER LANDMARK PLACEMENT SERVICES - Mumbai, Maharashtra
) KYC Objectives 11 ) Ensure implementation of Sales Audit Process and KYC norms for the team and conduct periodic checks as per laid out...
ABC Consultants Pvt. Ltd. - Delhi
to compliance, legal and regulatory standards; satisfactory audit rating It is achieved by:o Ensuring adherence to operating, legal regulatory standards... as applicable to the business.o RCSA, KYC reviews, transaction monitoringExternal ResponsibilitiesBuilding relationship with customers without meeting...
Premium Aquisition Manager in A Leading bank
CAREER LANDMARK PLACEMENT SERVICES - Mumbai, Maharashtra
) KYC Objectives 11 ) Ensure implementation of Sales Audit Process and KYC norms for the team and conduct periodic checks as per laid out...
Corporate Sales Manager( WALK IN INTERVIEW ON SAT-12th May)
Kotak Mahindra Bank - Mumbai, Maharashtra - Pune, Maharashtra
KYC / Quality and Audit laid down norms as per company policy. Educational Qualifications Ø MBA Experience Profile Ø At least 2 - 3 years...
Career Landmark P. S. - Navi Mumbai, Maharashtra
for business generation KYC Objectives Ensure implementation of Sales Audit Process and KYC norms for the team and conduct periodic checks as per laid...
Premium Aquisition Manager - Leading Bank
CAREER LANDMARK PLACEMENT SERVICES - Mumbai, Maharashtra
) KYC Objectives 11 ) Ensure implementation of Sales Audit Process and KYC norms for the team and conduct periodic checks as per laid out...
Assistant Manager / Senior Exe - Finance & Operations (Private Equity)
) 3. Financial statements of the fund 4. Statutory Audit of the Fund 5. Internal Audit of the Fund 6. Monitor receivables 7. Annual budgets... statements and Statement of Accounts 4. Fund closings 5. Maintaining Investor register 6. Client acceptance procedures: KYC Make contribution...
ABC Consultants - Mumbai, Maharashtra
to compliance, legal and regulatory standards; satisfactory audit rating It is achieved by: o Ensuring adherence to operating, legal & regulatory... standards as applicable to the business. o RCSA, KYC reviews, transaction monitoring...
ABC Consultants - Delhi
to compliance, legal and regulatory standards; satisfactory audit rating It is achieved by: o Ensuring adherence to operating, legal & regulatory... standards as applicable to the business. o RCSA, KYC reviews, transaction monitoring...
contact. Assisting with AML compliance and client documentation review (for international and domestic clients); on going compliance of KYC/CDD and KRA... Audit, System Auditors, Regulatory auditors etc. Co-ordination of regulatory enquiries and visits. Suitable candidates will have considerable...
Branch Manager (For Rajasthan)
loan proposals while meaningfully interviewing the applicant and guarantors. Ensure that due diligence, KYC and counterparty check is done in... customers while continually interacting with them. 11. Ensure excellent back office function with regards to transaction processing, internal audit...