Middle Office Reg Reporting

• Working with the Regulatory Middle Office function globally to identify, escalate and potentially remediate issues and reporting defects

• Assist in the generation of periodic and ad-hoc Regulatory Reporting management information metrics

• Delivering Global Control Framework activities for client Global OTCD Trade Reporting Obligations

• Interacting with Offshore / Onshore colleagues as part of daily controls

• Producing regional Trade Reporting Governance packs for presentation to front-to-back stakeholders

• Understand Client's Global Regulatory Obligations, System Infrastructure & Reporting Mechanisms as well as OTC Derivative Products and the OTCD Market, and utilise this knowledge to identify reporting or operational inefficiencies and drive improvement

• Maintain comprehensive tracking of open reporting issues and defects

• Use acquired knowledge to identify and mitigate new reporting issues

• Process all stakeholder (internal and external) requests/queries in timely and accurate manner Impact on the Business Objectives

• Help create & maintain a strong control environment where regulatory issues are identified / remediated in a timely manner

• Provide oversight and monitoring of complete, accurate and timely reporting

• Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, and ASIC

• Assist in build out and execution of robust controls in line with the GM Control Framework

• Support the MO Quality Assurance model by way of execution or validation Impact on the Business Objectives

• Help create & maintain a strong control environment where regulatory issues are identified / remediated in a timely manner

• Provide oversight and monitoring of complete, accurate and timely reporting

• Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, and ASIC

• Assist in build out and execution of robust controls in line with the GM Control Framework

• Support the MO Quality Assurance model by way of execution or validation

• Monitor daily regulatory controls/booking reports, take remedial action where appropriate and record metrics

• Check Trade Repository reports daily, escalate issues, take remedial action where appropriate and record metrics

• Provide support to the daily reconciliations between the trading systems and the Trade Repository

• Work with technology teams to help determine root cause of issues

• Be able to understand and explain the technical infrastructure that supports regulatory reporting and suggest improvements

• Regular communication and interactions with the global team

• A work culture focused on innovation and creating lasting value for our clients and employees
• Ongoing learning opportunities to help you acquire new skills or deepen existing expertise
• A flat, non-hierarchical structure that will enable you to work with senior partners and directly with clients
• A diverse, inclusive, meritocratic culture

Capco