Vice President - KYC, CDD with a Large MNC Bank
RiverForest Connections
- Mumbai, Maharashtra
- Temporary
- Full-time
- Team Management
- Manage and steer teams with effective control.
- Ensure delivery with quality to all internal and external clients.
- Enhance turnaround with standard improvisation with effective liaising.
- Effective coordination & control over outsource activities.
- Effective control on reports & KPI management
- Ensure adherence to Group & Regulatory guidelines with systematic resources allocation enhancing service levels.
- Coordination with businesses, branches, compliance, and other teams
- Adherence to Group & Regulatory guidelines on client accounts, KYC norms, regulatory checks & AML controls, SOP, and outsourced activities.
- Manage the end-to-end onboarding and recertification process as common manager.
- Handle standard workflow for recertification files with stakeholders until final sign-off.
- Safe keep clients documents
- Supervision over data input and control data quality
- Commitment on onboarding turnaround time by client priority
- Due supervision & coordination of outsourced activities including client communication.
- Liaise with other locations where required.
- Discrepancy management, business and client coordination, timely resolution
- Organizing County client support committee (CCS)
- Verify accuracy & timeliness of amendments, modifications & closure with standard workflow as well as client communication.
- Monitoring & implementation: Dormant Accounts, Atlas2/CERISE reconciliation, Exit Accounts, Screening Alerts, Quality Control, KYC Conditions, FENERGO & Passport/Reliance implementation for 2S in India
- Audit and quality management – coordinate with internal & external auditors during assignments and ensure timely closure of audits.
- Monitoring KYC - sensitivity, documentation, due status control & advance intimations, activity check, communication & coordination with all stakeholders, workflow management, discrepancy management, timely escalations, periodic reporting,
- Representation in client acceptance committee & compliance committee,
- Ensure timeliness via proactive losing with Clients & Branch CSOs on documentation and recertification completion.